DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quaker Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy H Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Quaker Wealth Management LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2020 | Aug 5, 2020 |
| John Jacob Heisler | Summit Financial Group Inc BD affiliated | Quaker Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | Jul 3, 2018 |
| Peter Richard News | Summit Financial Group Inc BD affiliated | Quaker Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | Jul 3, 2018 |
| Daniel Richard Roccato | Vsr Advisory Services other | Quaker Wealth Management LLC independent RIA | Other | Aug 1, 2016 | Apr 18, 2018 (625 d) |
| Jennifer Lynn Anderson | Vsr Advisory Services other | Quaker Wealth Management LLC no RAUM | Other | Aug 1, 2016 | Oct 7, 2016 (67 d) |
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5 moves match.