DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Emerge Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Catherine Vanessa Faddis | Fernwood Investment Management, LLC independent RIA | Emerge Capital Management asset manager | Other | Aug 16, 2023 | Nov 17, 2022 |
| Peter R Gross | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Emerge Capital Management asset manager | Other | Oct 2, 2022 | Mar 6, 2023 (155 d) |
| Robert Joseph Shull | Cetera Investment Advisers LLC BD affiliated | Emerge Capital Management asset manager | Other | Aug 9, 2021 | Apr 15, 2022 (249 d) |
| Kendall Savage Borchardt | Lindner Capital Advisors, Inc. independent RIA | Emerge Capital Management independent RIA | RIA to RIA | Apr 17, 2018 | Jul 30, 2018 (104 d) |
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4 moves match.