DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthone, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Joseph O'Keefe | Voya Financial Advisors, Inc. other | Wealthone, LLC independent RIA | Other | Aug 22, 2016 | Apr 6, 2018 (592 d) |
| Paul Tobias Stracke | Voya Financial Advisors, Inc. other | Wealthone, LLC independent RIA | Other | Dec 31, 2010 | Jul 19, 2021 (3853 d) |
| John Cole Buff | Morgan Stanley Dw Inc. unclassified | Wealthone, LLC independent RIA | Other | Jan 30, 2007 | Jul 18, 2018 (4187 d) |
| Todd Arthur Slingerland | Waddell & Reed other | Wealthone, LLC independent RIA | Other | Apr 15, 2003 | Apr 12, 2018 (5476 d) |
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4 moves match.