DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lifeguide Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brien Jon Lasse | Raymond James Financial Services Advisors, Inc BD affiliated | Lifeguide Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2018 | Sep 8, 2020 (657 d) |
| Holly Ann Whitmire | Ameriprise Financial Services, LLC national BD | Lifeguide Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2018 | Apr 11, 2018 |
| Douglas Kirt Denlinger | Concourse Financial Group Advisors other | Lifeguide Financial Advisors, LLC no RAUM | Other | Nov 29, 2016 | Nov 7, 2016 |
| David Isaac Lutz | Concourse Financial Group Advisors other | Lifeguide Financial Advisors, LLC no RAUM | Other | Nov 29, 2016 | Nov 7, 2016 |
| Derek Glen Mosley | Concourse Financial Group Advisors other | Lifeguide Financial Advisors, LLC no RAUM | Other | Nov 22, 2016 | Nov 7, 2016 |
Page 1 of 1
5 moves match.