DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quintes Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ruben M Hernandez | Voya Financial Advisors, Inc. other | Quintes Financial Services, LLC institutional | Other | May 23, 2016 | Oct 5, 2017 (500 d) |
| Mark Edward Laughton | Hayashi & Wayland Investment Services, LLC unclassified | Quintes Financial Services, LLC institutional | Other | Jan 25, 2016 | Nov 14, 2016 (294 d) |
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2 moves match.