DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at D'Arcy Wealth Management, Inc. - A California Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tony C Lim | Noriba Advisors no RAUM | D'Arcy Wealth Management, Inc. - A California Corporation state registered | Other | Feb 26, 2021 | May 29, 2025 (1553 d) |
| Nicholas Joiseph Destefano | Forward Financial unclassified | D'Arcy Wealth Management, Inc. - A California Corporation state registered | Other | Jun 21, 2019 | Sep 5, 2019 (76 d) |
| Dempster Robert Cherry | Ibaa no RAUM | D'Arcy Wealth Management, Inc. - A California Corporation state registered | Other | Apr 17, 2017 | Nov 18, 2016 |
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3 moves match.