DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ford Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James A TrevinoLPL Financial LLC independent RIAFord Financial Group independent RIARIA to RIAMar 30, 2022Oct 7, 2021
Steven Jon JollyWells Fargo Advisors wirehouseFord Financial Group independent RIAWirehouse to independent RIAOct 9, 2018Oct 4, 2018
Robert Gillis FarmerWells Fargo Advisors wirehouseFord Financial Group otherOtherSep 7, 2017Aug 31, 2017
Eric Ryan SimoniansLPL Financial LLC otherFord Financial Group independent RIAOtherAug 8, 2008Oct 20, 2020 (4456 d)
Carole Riley FordSentra Securities Corporation unclassifiedFord Financial Group no RAUMOtherSep 10, 2002Jan 3, 2017 (5229 d)
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5 moves match.