DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Asteria Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Ryan Smith | Kalos Management BD affiliated | Asteria Wealth LLC asset manager | Other | Dec 19, 2022 | Oct 17, 2019 |
| William Paul Boscow | Cl Wealth Management LLC independent RIA | Asteria Wealth LLC independent RIA | RIA to RIA | Mar 11, 2022 | Apr 11, 2022 (31 d) |
| John Ray Williams | Kalos Management BD affiliated | Asteria Wealth LLC no RAUM | Other | Feb 11, 2020 | Oct 12, 2016 |
| Michael John Lee | Wildermuth Advisory, LLC asset manager | Asteria Wealth LLC other | Other | Mar 29, 2018 | Feb 15, 2018 |
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4 moves match.