DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Donoghue Forlines LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Grady CarverMML Investors Services, LLC BD affiliatedDonoghue Forlines LLC otherOtherMay 8, 2018Feb 25, 2020 (658 d)
Kyle Patrick SoucySymmetry Partners otherDonoghue Forlines LLC otherOtherSep 13, 2017Mar 7, 2018 (175 d)
Wayne WashowichW.E. Donoghue & Co., Inc otherDonoghue Forlines LLC otherOtherDec 13, 2016Dec 15, 2016
Jeffrey Robert ThompsonW.E. Donoghue & Co., Inc otherDonoghue Forlines LLC otherOtherDec 13, 2016Dec 15, 2016
James Patrick PritchardSwan Global Investments, LLC otherDonoghue Forlines LLC otherOtherApr 2, 2013Jun 6, 2018 (1891 d)
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5 moves match.