DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Atlas Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Kenneth Ferry | Harvest Portfolio Management, LLC state registered | Atlas Financial Advisors, LLC state registered | Other | Jul 28, 2022 | Aug 1, 2022 |
| Allen P. Auger | Emerald Financial Management unclassified | Atlas Financial Advisors, LLC state registered | Other | Dec 31, 2020 | Mar 7, 2017 |
| Ralph Achille | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Atlas Financial Advisors, LLC state registered | Wirehouse to a state-registered adviser | Aug 31, 2012 | Feb 24, 2017 (1638 d) |
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3 moves match.