DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Atlas Financial Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2026 · 1 filings
RAUM
$69.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$55.9M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $17.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $571,166derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $69.7M, 74 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$28.4M41%
- Individuals$27.6M40%
- Corporations and businesses$13.7M20%
- Individual clients
- 47reported
- HNW clients
- 20reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 122reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $69.7M for 74 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ralph AchilleCertified Financial Planner | Boynton Beach, Fl | Feb 17, 2021 | 15 y | 2 |
| Vincent William Butkevits | Boca Raton, Fl | Apr 27, 2022 | 27 y | 0 |
| Vincent James Fisk | Boca Raton, Fl | Mar 10, 2023 | 40 y | 0 |
| Carson Rowland | Boca Raton, Fl | Jun 4, 2025 | 12 y | 0 |
| Haden Elizabeth Rountree | Boca Raton, Fl | May 20, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- James Kenneth Ferry to Fifth Third Securities, Inc.Mar 18, 2026 · Other
- Brian Anthony Campbell to Morgan StanleySep 11, 2025 · Other
- Ralph Achille to Achilles Wealth Management, LLCJun 1, 2022 · Other
- Allen P. Auger to Preservation Financial ManagementJul 6, 2020 · Other
Joined, latest
- James Kenneth Ferry from Harvest Portfolio Management, LLCAug 1, 2022 · Other
- Allen P. Auger from Emerald Financial ManagementMar 7, 2017 · Other
- Ralph Achille from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 24, 2017 · Wirehouse to a state-registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 5 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- James Kenneth Ferry left Atlas Financial Advisors, Llc for Fifth Third Securities, Inc. (registered 2026-03-17)Mar 18, 2026 · Advisor changed firm · fact
- Brian Anthony Campbell left Atlas Financial Advisors, Llc for Morgan Stanley (registered 2025-09-19)Sep 11, 2025 · Advisor changed firm · fact
- Ralph Achille left Atlas Financial Advisors, Llc for Achilles Wealth Management, Llc (registered 2021-02-17)Jun 1, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/atlas-financial-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- atlasfas.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-717-9039reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026