DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Abound Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Todd Gentzler | Commonwealth Financial Network national BD | Abound Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Jan 5, 2024 (513 d) |
| Eric Scott Baer | Philip M. Watson, Financial Advisor state registered | Abound Wealth Management, LLC independent RIA | Other | Aug 13, 2020 | Apr 12, 2021 (242 d) |
| Matthew D Hoffner | Monarch Advisory Group unclassified | Abound Wealth Management, LLC independent RIA | Other | Dec 1, 2017 | Sep 27, 2019 (665 d) |
| Breanne Coffey Mcmanus | Mountain State Analytics, LLC unclassified | Abound Wealth Management, LLC independent RIA | Other | Jul 14, 2017 | Dec 22, 2021 (1622 d) |
| John Brian Preston | Calvary Wealth, LLC other | Abound Wealth Management, LLC no RAUM | Other | Dec 31, 2016 | Jan 10, 2017 |
| Bo Barret Hanson | Calvary Wealth, LLC other | Abound Wealth Management, LLC no RAUM | Other | Dec 31, 2016 | Jan 3, 2017 |
| Carter Wilson Thomas | M Capital Advisors other | Abound Wealth Management, LLC no RAUM | Other | Jan 19, 2016 | Jan 10, 2017 (357 d) |
Page 1 of 1
7 moves match.