DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strata Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy Daniel CurtisLightstone Wealth Planning Solutions, LLC unclassifiedStrata Wealth Advisors, LLC independent RIAOtherAug 7, 2024Aug 6, 2025 (364 d)
Micah Taylor AdamsTrue North Advisors, LLC independent RIAStrata Wealth Advisors, LLC independent RIARIA to RIAFeb 29, 2024Feb 27, 2024
Mark Wendall WhidbyLee Financial Company, LLC independent RIAStrata Wealth Advisors, LLC independent RIARIA to RIAJun 1, 2022Jun 8, 2022
Dusty Dawn WallaceTrue North Advisors, LLC independent RIAStrata Wealth Advisors, LLC independent RIARIA to RIAAug 17, 2021Aug 18, 2021
Daniel Wayne BeckerOsaic Fa, Inc. BD affiliatedStrata Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2020Oct 16, 2020
Kenneth Roy PainterOsaic Fa, Inc. otherStrata Wealth Advisors, LLC no RAUMOtherMay 2, 2017Apr 25, 2017
Vyoma Vipul PatelOsaic Fa, Inc. otherStrata Wealth Advisors, LLC no RAUMOtherMay 2, 2017Apr 21, 2017
Brandon Keith CumbaOsaic Fa, Inc. otherStrata Wealth Advisors, LLC no RAUMOtherMay 2, 2017Apr 21, 2017
Daniel Samir TarshaOsaic Fa, Inc. otherStrata Wealth Advisors, LLC independent RIAOtherDec 3, 2009Sep 17, 2018 (3210 d)
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9 moves match.