DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wellington Adams Investment Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Edward Masel | MML Investors Services, LLC BD affiliated | Wellington Adams Investment Advisory, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 | Feb 19, 2026 |
| James Robert Lyter | Virtue Capital Management, LLC independent RIA | Wellington Adams Investment Advisory, LLC state registered | RIA to a state-registered adviser | Feb 27, 2019 | Apr 17, 2019 (49 d) |
| Barron Sean Fitz-Gerald | Gradient Advisors, LLC other | Wellington Adams Investment Advisory, LLC state registered | Other | Mar 31, 2017 | Mar 31, 2017 |
| Simon Todd Hilliard | Gradient Advisors, LLC other | Wellington Adams Investment Advisory, LLC state registered | Other | Mar 31, 2017 | Mar 31, 2017 |
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4 moves match.