DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kailasa Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Yingjie Shu | Equitable Advisors, LLC national BD | Kailasa Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2024 | Jun 12, 2024 |
| Kevion Lamar Latham | Greenrose Wealth Management, LLC unclassified | Kailasa Capital Management LLC independent RIA | Other | Mar 7, 2024 | May 30, 2019 |
| Yongjun Li | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kailasa Capital Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 20, 2017 | Jun 20, 2017 |
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3 moves match.