DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•••••• C•••••• M••••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Apr 21, 2017 · 28 filings
SEC status approved since Jun 14, 2017
RAUM
$298M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
80%
$238M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$149M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$298M as of Mar 6, 2026
Mar 28, 2018$120M then
HNW client RAUM$219M as of Mar 6, 2026
Mar 28, 2018$62.0M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Mar 28, 20182 then
Employees (5.A)3 as of Mar 6, 2026
Mar 28, 20182 then
Private funds1 as of Mar 6, 2026
Mar 20, 20201 then
RAUM +8.0% over the last fiscal year+6.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $149MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $835,478derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.7%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Custody
- $18.4M, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$219M73%
- Pension and profit-sharing plans$43.2M14%
- Individuals$19.4M6.5%
- Corporations and businesses$12.8M4.3%
- Pooled investment vehicles$4.0M1.3%
- Charitable organizations$161,4970.1%
- Individual clients
- 72reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 357reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.4M for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.8 fund_share=0.01 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Y•••••• L• | Pittsburgh, Pa | Jun 20, 2017 | 24 y | 1 |
| Y•••••• S•• | Pittsburgh, Pa | Jun 12, 2024 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- K••••• L•••• L••••• to F•••• P••••••• W•••••• L••Mar 7, 2024 · RIA to RIA
Joined, latest
- Y•••••• S•• from E•••••••• A•••••••• L••Jun 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- K••••• L•••• L••••• from G•••••••• W••••• M••••••••• L••May 30, 2019 · Other
- Y•••••• L• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 20, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••••• C•••••• P••••••••• I• L• | Hedge Fund | $3.0M | 5 | Mar 20, 2020 |
| K•••••• C•••••• A•••• F•••• L• | Hedge Fund | $1.9M | 8 | Mar 17, 2022 |
Owners and control persons
Schedule A and B, latest filing
- L•• Y•••••• · Managing Member, Principal, And Chief Compliance Officercontrolsince 06/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 2 | 0 | 0 | ||
| Cranberry Township, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 352 to 357Jul 22, 2025 to Mar 6, 2026
- Corporate clients · 11 to 13Jul 22, 2025 to Mar 6, 2026
- HNW clients · 42 to 44Jul 22, 2025 to Mar 6, 2026
- Individual clients · 76 to 72Jul 22, 2025 to Mar 6, 2026
- Assets in custody · $25.5M to $18.4MJul 22, 2025 to Mar 6, 2026
- Discretionary RAUM · $235M to $256MJul 22, 2025 to Mar 6, 2026
- HNW RAUM · $205M to $219MJul 22, 2025 to Mar 6, 2026
- Individual RAUM · $19.6M to $19.4MJul 22, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $41.3M to $42.4MJul 22, 2025 to Mar 6, 2026
- Pension RAUM · $41.3M to $43.2MJul 22, 2025 to Mar 6, 2026
- Pooled vehicle RAUM · $3.6M to $4.0MJul 22, 2025 to Mar 6, 2026
- RAUM · $276M to $298MJul 22, 2025 to Mar 6, 2026
- Financial planning clients · 11-25 to 11-25Mar 11, 2025 to Jul 22, 2025
- Accounts · 337 to 352Mar 21, 2024 to Mar 11, 2025
- Advisory employees · 1 to 2Mar 21, 2024 to Mar 11, 2025
- Corporate clients · 9 to 11Mar 21, 2024 to Mar 11, 2025
- HNW clients · 60 to 42Mar 21, 2024 to Mar 11, 2025
- Individual clients · 56 to 76Mar 21, 2024 to Mar 11, 2025
- Pension plan clients · 5.0 to unsetMar 21, 2024 to Mar 11, 2025
- Pooled vehicle clients · 2 to 1Mar 21, 2024 to Mar 11, 2025
- Assets in custody · $28.0M to $25.5MMar 21, 2024 to Mar 11, 2025
- Employees · 1 to 3Mar 21, 2024 to Mar 11, 2025
- Financial planning clients · 1-10 to 11-25Mar 21, 2024 to Mar 11, 2025
- State-registered IARs · 1 to 2Mar 21, 2024 to Mar 11, 2025
- Private funds · 2 to 1Mar 21, 2024 to Mar 11, 2025
- Discretionary RAUM · $204M to $235MMar 21, 2024 to Mar 11, 2025
- HNW RAUM · $176M to $205MMar 21, 2024 to Mar 11, 2025
- Individual RAUM · $12.1M to $19.6MMar 21, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $58.4M to $41.3MMar 21, 2024 to Mar 11, 2025
- Pension RAUM · $58.4M to $41.3MMar 21, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $4.9M to $3.6MMar 21, 2024 to Mar 11, 2025
- RAUM · $262M to $276MMar 21, 2024 to Mar 11, 2025
- Accounts · 393 to 337Nov 2, 2023 to Mar 21, 2024
- Advisory employees · 2 to 1Nov 2, 2023 to Mar 21, 2024
- Corporate clients · unset to 9.0Nov 2, 2023 to Mar 21, 2024
- Individual clients · 75 to 56Nov 2, 2023 to Mar 21, 2024
- Assets in custody · $5.8M to $28.0MNov 2, 2023 to Mar 21, 2024
- Employees · 3 to 1Nov 2, 2023 to Mar 21, 2024
- Insurance-licensed employees · 1 to 0Nov 2, 2023 to Mar 21, 2024
- State-registered IARs · 2 to 1Nov 2, 2023 to Mar 21, 2024
Signals
2 dated events
- K••••• L•••• L••••• left K•••••• C•••••• M••••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-02-02)Mar 7, 2024 · Advisor changed firm · fact
- K•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kailasacm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- kailasacm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (571) 313-0873reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $149Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026