DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nia Impact Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alison Nicole White | Principal Securities, Inc. BD affiliated | Nia Impact Capital mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Oct 16, 2023 |
| Julie Johnson Mcveigh | Reynders, Mcveigh Capital Management, LLC independent RIA | Nia Impact Capital mixed wealth | RIA to RIA | Jan 26, 2023 | Dec 6, 2023 (314 d) |
| Jethro Adnoh Townsend | Addend Capital Management unclassified | Nia Impact Capital mixed wealth | Other | Dec 31, 2022 | Feb 22, 2024 (418 d) |
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3 moves match.