DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Provision Wealth Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caleb White | Northwestern Mutual Investment Services,LLC no RAUM | Provision Wealth Management, Inc state registered | Other | Jan 30, 2025 | Jan 30, 2025 |
| Andrew M Johnson | Northwestern Mutual Investment Services,LLC no RAUM | Provision Wealth Management, Inc state registered | Other | Mar 2, 2017 | Mar 2, 2017 |
| William Delon Dowdy | Northwestern Mutual Investment Services,LLC no RAUM | Provision Wealth Management, Inc state registered | Other | Sep 14, 2016 | Mar 2, 2017 (169 d) |
| Jared Ryan Brogden | Northwestern Mutual Investment Services,LLC no RAUM | Provision Wealth Management, Inc state registered | Other | Sep 14, 2016 | Mar 2, 2017 (169 d) |
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4 moves match.