DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Provision Wealth Management, Inc

STATE REGISTEREDRaleigh, North CarolinaCRD 287500websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Mar 26, 2026 · 1 filings
RAUM
$97.6M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
99%
$96.2M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
$24.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
60derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$898,036derivedHNW RAUM over HNW clients
Average account
$151,578derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$23.7M, 69 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$58.4M60%
  • Individuals$37.8M39%
  • Pension and profit-sharing plans$1.4M1.4%
  • Corporations and businesses$52,4920.1%
Individual clients
175reported
HNW clients
65reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
644reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$23.7M for 69 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jared Ryan BrogdenCertified Financial Planner, Chartered Financial ConsultantRaleigh, NcMar 2, 201719 y1
William Delon DowdyCertified Financial Planner, Chartered Financial ConsultantRaleigh, NcMar 2, 201727 y1
Caleb WhiteCertified Financial Planner, Chartered Financial ConsultantRaleigh, NcJan 30, 202512 y3
Bryan Patrick WylieCertified Financial PlannerRaleigh, NcJul 23, 202513 y0
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Raleigh, Nc · principal400
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    LINKEDIN.COM/COMPANY/PROVISION-WEALTH-MANAGEMENT-INCreportedpublic record, Form ADV, Sep 17, 2026
    Website
    PROVISIONWEALTHMGMT.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    919-537-9766reportedpublic record, Form ADV, Mar 26, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    STATE REGISTEREDderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 15, 2026