DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guardian Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Felix Bodovitz | Western International Securities BD affiliated | Guardian Financial Partners, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jan 1, 2026 (210 d) |
| Robert Edward Novell | Novell Investment Management Company, Inc. unclassified | Guardian Financial Partners, LLC mixed wealth | Other | Oct 31, 2024 | Dec 4, 2025 (399 d) |
| Daniel Cucuiat | Signature Resources Capital Management, LLC independent RIA | Guardian Financial Partners, LLC mixed wealth | RIA to RIA | May 17, 2021 | May 7, 2021 |
| Patrick Claude Robert Guinet | Wells Fargo Advisors wirehouse | Guardian Financial Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 1, 2017 | Apr 28, 2017 |
| Hung Phuc Nguyen | Wells Fargo Advisors wirehouse | Guardian Financial Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 1, 2017 | Apr 28, 2017 |
| Casey Steven Bartels | Wells Fargo Advisors wirehouse | Guardian Financial Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 1, 2017 | Apr 28, 2017 |
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6 moves match.