DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bdfs Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Henry Kibler | MML Investors Services, LLC BD affiliated | Bdfs Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | May 14, 2021 |
| Brian Wolfer | Vanguard Advisers, Inc. BD affiliated | Bdfs Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2019 | Nov 23, 2021 (725 d) |
| Jeffrey Thomas Puglia | LPL Financial LLC other | Bdfs Capital LLC independent RIA | Other | Jul 25, 2017 | Jul 24, 2017 |
| Cameron Gallo Fitzgerald | LPL Financial LLC other | Bdfs Capital LLC independent RIA | Other | Jul 25, 2017 | Jul 17, 2017 |
| Kenneth Lance Reese | LPL Financial LLC other | Bdfs Capital LLC independent RIA | Other | Jul 25, 2017 | Jul 17, 2017 |
| Mark Anthony Nehra | Waddell & Reed other | Bdfs Capital LLC independent RIA | Other | Jul 20, 2017 | Jul 20, 2017 |
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6 moves match.