DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Marie Ansley ClapperRaymond James & Associates, Inc. national BDStrategic Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2022Oct 11, 2022
Kent Brooks MonypenyWealthcare Advisory Partners LLC independent RIAStrategic Advisory Services independent RIARIA to RIAAug 2, 2022Jul 26, 2022
Charles Raymond HardeeWealthcare Advisory Partners LLC independent RIAStrategic Advisory Services independent RIARIA to RIAAug 2, 2022Jul 26, 2022
Staci Lynne JacksonWealthcare Advisory Partners LLC independent RIAStrategic Advisory Services independent RIARIA to RIAAug 2, 2022Aug 3, 2022
Samuel Richard HumphreysUBS Financial Services Inc. wirehouseStrategic Advisory Services independent RIAWirehouse to independent RIASep 22, 2021Nov 22, 2021 (61 d)
Michael Lawrence AgeeRaymond James & Associates, Inc. national BDStrategic Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2016Jan 1, 2025 (2973 d)
Thomas Lee ChristenburyDuncan-Williams, Inc. otherStrategic Advisory Services independent RIAOtherNov 16, 2012Apr 27, 2017 (1623 d)
James Mcgee WalkerBanc Of America Investment Services, Inc. unclassifiedStrategic Advisory Services independent RIAOtherJan 4, 2007Apr 5, 2017 (3744 d)
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8 moves match.