DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Elevate Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ethan Everett Baker | Fidelity Personal And Workplace Advisors BD affiliated | Elevate Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2023 | Nov 2, 2023 (188 d) |
| Thomas Damon | Northwestern Mutual Investment Services,LLC no RAUM | Elevate Capital Advisors independent RIA | Other | Jan 23, 2023 | Apr 6, 2023 (73 d) |
| Christopher Lemoine Silversmith | LPL Financial LLC independent RIA | Elevate Capital Advisors independent RIA | RIA to RIA | Mar 8, 2022 | Jan 1, 2025 (1030 d) |
| Kyle Garret Lottman | Focus Financial independent RIA | Elevate Capital Advisors independent RIA | RIA to RIA | Dec 22, 2020 | Nov 18, 2020 |
| Kenneth Allen Armstrong | Northwestern Mutual Wealth Management Company unclassified | Elevate Capital Advisors independent RIA | Other | Apr 30, 2007 | Jun 27, 2017 (3711 d) |
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5 moves match.