DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Focus Financial
Legal name Focus Financial Network, Inc.
Latest filing Aug 26, 2026
First filing on the tape Mar 7, 2012 · 63 filings
SEC status approved since Mar 2, 2010
RAUM
$6.8B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
98%
$6.7B individuals and HNW
Advisors
121
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
189
114 advisory (5.B.1)
Offices
36
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$6.8B as of Aug 26, 2026
Mar 12, 2012$1.1B then
HNW client RAUM$3.9B as of Aug 26, 2026
Apr 2, 2018$1.1B then
State-registered IARs (5.B.3)119 as of Aug 26, 2026
Mar 12, 20120 then
Employees (5.A)189 as of Aug 26, 2026
Mar 6, 2013111 then
Private funds: no history
RAUM +9.0% over the last fiscal year+15% a year over threeIARs 121 to 119offices 40 to 36
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $248,046derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.3derived37 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $2.1B, 3,632 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.9B57%
- Individuals$2.8B42%
- Corporations and businesses$68.0M1.0%
- Pension and profit-sharing plans$52.7M0.8%
- Charitable organizations$2.0M0.0%
- Individual clients
- 11,863reported
- HNW clients
- 1,697reported
- Pension plan clients
- 33reported
- Charitable clients
- 3reported
- Accounts
- 27,510reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $219M managedreported
- Custody of client assets
- $2.1B for 3,632 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=124.0derived
Advisors registered through the firm
121 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Darin Philip GlanzerCertified Financial Planner | Brandon, Sd | Feb 25, 2005 | 28 y | 1 |
| John Gregory Bina | Frankfort, Il | Mar 28, 2005 | 32 y | 0 |
| John Patrick LaytonCertified Financial Planner | Minneapolis, Mn | Aug 24, 2005 | 44 y | 0 |
| William Robert Bergstrom | Minneapolis, Mn | Aug 27, 2005 | 42 y | 0 |
| Debra Marie KuperCertified Financial Planner | Woodbury, Mn | Jun 28, 2006 | 38 y | 0 |
| Michael Lynn Jacobson | Minneapolis, Mn | Jan 28, 2008 | 34 y | 0 |
| Frank Vallorosi | Cortlandt Manor, Ny | Dec 15, 2009 | 27 y | 0 |
| Richard Arthur Hornung | Minneapolis, Mn | Jan 25, 2010 | 33 y | 0 |
| David Kenneth HeitkampCertified Financial Planner | Minneapolis, Mn | Feb 1, 2010 | 42 y | 0 |
| Joel Curtis SchrimpfChartered Financial Analyst | Minneapolis, Mn | Feb 16, 2010 | 22 y | 0 |
| Frank Matteo Griseta | Elk Grove Village, Il | Mar 9, 2010 | 21 y | 3 |
| Michael Lloyd GustafsonCertified Financial Planner | Minneapolis, Mn | Jan 20, 2011 | 34 y | 0 |
| David Alexander PrattCertified Financial Planner | Edina, Mn | Jan 28, 2011 | 43 y | 0 |
| Gregory George BrownCertified Financial Planner | Wausau, Wi | Feb 15, 2011 | 35 y | 2 |
| Michael F Piel | Wausau, Wi | Feb 15, 2011 | 40 y | 1 |
| Walter Edward Pickup | Burnsville, Mn | Jul 12, 2012 | 34 y | 0 |
| Laura Lynn Basballe | Burnsville, Mn | Dec 9, 2013 | 36 y | 0 |
| Paul Albert Giannobile | Minnetonka, Mn | Dec 9, 2013 | 36 y | 0 |
| Carl James ArrellCertified Financial Planner, Chartered Financial Analyst | Minneapolis, Mn | Dec 9, 2013 | 21 y | 2 |
| James T. Donnelly | Minneapolis, Mn | Dec 9, 2013 | 28 y | 1 |
| Charles Albert Anderson | Minneapolis, Mn | Dec 9, 2013 | 27 y | 0 |
| Kenneth James EdwardsCertified Financial Planner | Bloomington, Mn | Dec 9, 2013 | 32 y | 0 |
| John Harris Dritz | Minneapolis, Mn | Dec 9, 2013 | 31 y | 0 |
| Josue Javier Castillo | Minneapolis, Mn | Dec 9, 2013 | 34 y | 0 |
| David William BeisslerCertified Financial Planner | Woodbury, Mn | Dec 9, 2013 | 26 y | 0 |
| Michael Patrick Branch | Minneapolis, Mn | Dec 9, 2013 | 33 y | 0 |
| Sonya Marie Hansmeyer | Minneapolis, Mn | Dec 10, 2013 | 27 y | 0 |
| William Charles Haider | Minneapolis, Mn | Dec 10, 2013 | 24 y | 0 |
| David Clarence Hynes | Minneapolis, Mn | Dec 10, 2013 | 33 y | 0 |
| Michael Joseph Huerbin | Bemidji, Mn | Dec 10, 2013 | 27 y | 0 |
| David Charles HoelkeCertified Financial Planner | Burnsville, Mn | Dec 10, 2013 | 30 y | 0 |
| Michael James Hochstetler | Minneapolis, Mn | Dec 10, 2013 | 27 y | 1 |
| Brad McmurrayCertified Financial Planner | Minneapolis, Mn | Dec 16, 2013 | 34 y | 1 |
| Elissa Marie Larson | Woodbury, Mn | Dec 16, 2013 | 16 y | 0 |
| John Peter O'Keefe | Minneapolis, Mn | Dec 16, 2013 | 21 y | 0 |
| Barbara Whitson KirbyCertified Financial Planner, Chartered Financial Consultant | Minneapolis, Mn | Dec 16, 2013 | 43 y | 0 |
| Rhonda Marie Kerkhoff | Redwood Falls, Mn | Dec 16, 2013 | 22 y | 1 |
| Robert Scott Sandison | Minneapolis, Mn | Dec 17, 2013 | 42 y | 0 |
| Chad David Pratt | Edina, Mn | Dec 17, 2013 | 25 y | 0 |
| Patrick Ray Osmonson | Bloomington, Mn | Dec 17, 2013 | 34 y | 0 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 1.7% of current headcount23 left over 36 months
Left, latest
- Matthew Louis Mattheisen to Gambit Capital Management, LLCAug 3, 2026 · RIA to RIA
- Daniel Lee Sigurdson to Strategic Wealth GroupOct 2, 2025 · RIA to RIA
- Karissa Ann Mclaren to SavvyJun 16, 2025 · RIA to RIA
- Matthew Jon Finley to SavvyJun 16, 2025 · RIA to RIA
- Matthew David Nelson to Osaic Wealth, Inc.Jun 16, 2025 · Other
- Grace Hennen to SavvyJun 16, 2025 · RIA to RIA
- Jacob John Larue to SavvyJun 16, 2025 · RIA to RIA
- Barbara Jean Webster to LPL Financial LLCMay 6, 2025 · RIA to affiliated broker-dealer or bank
- Michael John Wochnick to LPL Financial LLCMay 2, 2024 · RIA to affiliated broker-dealer or bank
- Jacob Brant Fleming to Osaic Wealth, Inc.May 2, 2024 · RIA to affiliated broker-dealer or bank
- Peter Haagenson to Osaic Wealth, Inc.May 2, 2024 · RIA to affiliated broker-dealer or bank
- Jed Andrew Lund to Osaic Wealth, Inc.May 2, 2024 · RIA to affiliated broker-dealer or bank
- Steven Scott Haagenson to Osaic Wealth, Inc.May 2, 2024 · RIA to affiliated broker-dealer or bank
- Andrew Koetter to Osaic Wealth, Inc.May 2, 2024 · RIA to affiliated broker-dealer or bank
- Alicia Kapus to LPL Financial LLCMay 2, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Suzanna Coelho from United Planners' Financial Services Of America A Limited PartnerSep 4, 2026 · RIA to RIA
- Jason Anthony Kuerschner from Edward JonesSep 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Evan Alfred Chang from Cetera Investment Advisers LLCMay 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jack Robert Madryga from Wells Fargo AdvisorsMar 25, 2025 · Wirehouse to independent RIA
- Rex Gregory Kautzman from Cetera Investment Advisers LLCMar 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- David Henry Peck from Charles Schwab & Co., Inc.Jul 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Richard Mertz from LPL Financial LLCJan 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- Zechariah Schaefer from Ascent Personal Finance, LLCDec 8, 2023 · Other
- Erik John Henschell from Wells Fargo AdvisorsSep 7, 2023 · Wirehouse to independent RIA
- Matthew Richard Benson from United Planners' Financial Services Of America A Limited PartnerApr 12, 2023 · RIA to RIA
- Steven Scott Haagenson from Advisornet Wealth PartnersOct 4, 2022 · RIA to RIA
- Jed Andrew Lund from Advisornet Wealth PartnersSep 27, 2022 · RIA to RIA
- Walter Danforth Fleak from Transamerica Financial Advisors, LLCAug 23, 2021 · Other
- Karl Jay Knuths from Td Ameritrade Investment Management, LLCJun 18, 2021 · RIA to RIA
- Andrew Koetter from Cetera Investment Advisers LLCFeb 16, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for SavvyJun 16, 2025 · Minneapolis, Mn
- 5 left for Osaic Wealth, Inc.May 2, 2024 · Minneapolis, Mn
- 2 left for LPL Financial LLCMay 2, 2024 · Little Falls, Mn
- 2 left for LPL Financial LLCApr 1, 2024 · Minneapolis, Mn
- 2 left for Redhawk Wealth Advisors, Inc.Oct 3, 2023 · St Louis Park, Mn
- 2 left for Pankonin Financial GroupDec 2, 2022 · Gaylord, Mn
- 2 left for LPL Financial LLCJun 23, 2022 · Le Sueur, Mn
- 2 joined from Moser & Heier Financial SolutionsDec 31, 2017 · Lisle, Il
- 2 joined from Invest Financial CorporationNov 17, 2016 · Belle Plaine, Mn
- 3 joined from Ameriprise Financial Services, LLCJan 14, 2015 · St Charles, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William David Beissler · Shareholder:Directorcontrolsince 01/2025 · owns 10% to 25%
- Gregory John Bina · Presidentcontrolsince 05/2006 · owns less than 5%
- Christina Chaconas · Vp Operationscontrolsince 09/2024 · owns less than 5%
- Alfred Evan Chang · Chief Compliance Officercontrolsince 05/2025 · owns less than 5%
- Harris John Dritz · Shareholder:Director:Treasurercontrolsince 05/2006 · owns less than 5%
- Elise Stephanie Hartmann · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- Kenneth David Heitkamp · Shareholder:Directorcontrolsince 05/2006 · owns 10% to 25%
- Patrick John Layton · Shareholder:Directorcontrolsince 05/2006 · owns 10% to 25%
- David Matthew Nelson · Shareholder:Directorcontrolsince 03/2019 · owns 5% to 10%
- Edward Walter Pickup · Shareholder:Directorcontrolsince 01/2025 · owns 10% to 25%
- Kyle John Watkins · Shareholder:Directorcontrolsince 05/2006 · owns 10% to 25%
- Robert William Bergstrom · Shareholder:Directorsince 05/2006 · owns 10% to 25%
- Scott Michael Dales · Shareholdersince 01/2025 · owns 5% to 10%
Related persons
Schedule D 7.A
- Barbara Moserinsurancey
- Connie Heierinsurancey
- Kenneth Edwardsinsurancey
- Patrick Osmonsoninsurancey
- Zachary Martininsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 89 | 9 | 2 | 1 | |
| Bloomington, Mn | 12 | 0 | 0 | ||
| Wausau, Wi | 9 | 1 | 0 | ||
| Woodbury, Mn | 8 | 1 | 0 | ||
| Burnsville, Mn | 3 | 0 | 0 | ||
| Waconia, Mn | 2 | 1 | 0 | ||
| Alexandria, Mn | 2 | 0 | 0 | ||
| Edina, Mn | 2 | 0 | 0 | ||
| Forest Lake, Mn | 2 | 0 | 0 | ||
| Lisle, Il | 2 | 0 | 0 | ||
| St Louis Park, Mn | 2 | 0 | 0 | ||
| Minnetonka, Mn | 0 | 0 | 0 | ||
| West Fargo, Nd | 0 | 0 | 0 | ||
| Little Falls, Mn | 0 | 0 | 0 | ||
| Harrodsburg, Ky | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Minneapolis, MN42 employees
- Wausau, WI10 employees
- Woodbury, MN8 employees
- Minneapolis, MN8 employees
- Burnsville, MN7 employees
- Minneapolis, MN6 employees
- North Branch, MN5 employees
- Alexandria, MN5 employees
- St. Charles, MN4 employees
- Lisle, IL4 employees
- Burnsville, MN3 employees
- Winona, MN3 employees
- Waconia, MN3 employees
- Frankfort, IL3 employees
- , 3 employees
- Bemidji, MN3 employees
- Minneapolis, MN3 employees
- North Branch, MN2 employees
- Bloomington, MN2 employees
- , 2 employees
- Woodbury, MN2 employees
- Bloomington, MN2 employees
- Edina, MN2 employees
- Elk Grove, IL1 employees
- Fosston, MN1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 26, 2026CHANG, EVAN, ALFRED (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-10-16 and 2026-08-26peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 26, 2026DRITZ, JOHN, HARRIS (SHAREHOLDER:DIRECTOR:TREASURER) left Schedule A between the filings of 2024-10-16 and 2026-08-26peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 26, 2026HARTMANN, STEPHANIE, ELISE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-10-16 and 2026-08-26peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 26, 2026NELSON, MATTHEW, DAVID (SHAREHOLDER:DIRECTOR) left Schedule A between the filings of 2024-10-16 and 2026-08-26peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Other offices · 35 to 36Mar 26, 2026 to Aug 26, 2026
- Accounts · 26,057 to 27,510Jul 21, 2025 to Mar 26, 2026
- Advisory employees · 118 to 114Jul 21, 2025 to Mar 26, 2026
- Advisory activities · 5 to 6Jul 21, 2025 to Mar 26, 2026
- BD registered reps · 122 to 124Jul 21, 2025 to Mar 26, 2026
- Corporate clients · 84 to 88Jul 21, 2025 to Mar 26, 2026
- HNW clients · 1,270 to 1,697Jul 21, 2025 to Mar 26, 2026
- Individual clients · 12,634 to 11,863Jul 21, 2025 to Mar 26, 2026
- Pension plan clients · 36 to 33Jul 21, 2025 to Mar 26, 2026
- Assets in custody · $7.3M to $2.1BJul 21, 2025 to Mar 26, 2026
- Employees · 172 to 189Jul 21, 2025 to Mar 26, 2026
- State-registered IARs · 121 to 119Jul 21, 2025 to Mar 26, 2026
- Other offices · 40 to 35Jul 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $5.9B to $6.6BJul 21, 2025 to Mar 26, 2026
- HNW RAUM · $3.1B to $3.9BJul 21, 2025 to Mar 26, 2026
- Individual RAUM · $3.1B to $2.8BJul 21, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $366M to $250MJul 21, 2025 to Mar 26, 2026
- Pension RAUM · $45.1M to $52.7MJul 21, 2025 to Mar 26, 2026
- RAUM · $6.3B to $6.8BJul 21, 2025 to Mar 26, 2026
- Related adviser · false to trueJul 21, 2025 to Mar 26, 2026
- Wrap assets (manager) · $198M to $219MJul 21, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 101-250May 23, 2025 to Jul 21, 2025
- Accounts · 25,365 to 26,057Feb 5, 2025 to Mar 31, 2025
- Advisory employees · 121 to 118Feb 5, 2025 to Mar 31, 2025
- BD registered reps · 124 to 122Feb 5, 2025 to Mar 31, 2025
- Corporate clients · 80 to 84Feb 5, 2025 to Mar 31, 2025
- HNW clients · 1,201 to 1,270Feb 5, 2025 to Mar 31, 2025
- Individual clients · 12,459 to 12,634Feb 5, 2025 to Mar 31, 2025
- Pension plan clients · 119 to 36Feb 5, 2025 to Mar 31, 2025
- Assets in custody · $377M to $7.3MFeb 5, 2025 to Mar 31, 2025
- Employees · 167 to 172Feb 5, 2025 to Mar 31, 2025
- Insurance-licensed employees · 3 to 5Feb 5, 2025 to Mar 31, 2025
- Discretionary RAUM · $5.1B to $5.9BFeb 5, 2025 to Mar 31, 2025
- HNW RAUM · $2.5B to $3.1BFeb 5, 2025 to Mar 31, 2025
- Individual RAUM · $2.8B to $3.1BFeb 5, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $336M to $366MFeb 5, 2025 to Mar 31, 2025
- Pension RAUM · $36.6M to $45.1MFeb 5, 2025 to Mar 31, 2025
- RAUM · $5.4B to $6.3BFeb 5, 2025 to Mar 31, 2025
- Wrap assets (manager) · $199M to $198MFeb 5, 2025 to Mar 31, 2025
- Assets in custody · $3.7M to $377MMar 28, 2024 to Mar 29, 2024
Signals
48 dated events
- Matthew Louis Mattheisen left Focus Financial for Gambit Capital Management, Llc (registered 2026-07-31)Aug 3, 2026 · Advisor changed firm · fact
- Focus Financial reported 35 offices beyond its principal office, down from 40 (2025-07-21 to 2026-03-26)Mar 26, 2026 · Office count change · derived
- Daniel Lee Sigurdson left Focus Financial for Strategic Wealth Group (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
- Jacob John Larue left Focus Financial for Savvy (registered 2025-06-17)Jun 16, 2025 · Advisor changed firm · fact
- 3 advisors left Focus Financial (Minneapolis, MN) for Savvy on the same dayJun 16, 2025 · Team lift-out · derived
- Matthew Jon Finley left Focus Financial for Savvy (registered 2025-07-17)Jun 16, 2025 · Advisor changed firm · fact
- Grace Hennen left Focus Financial for Savvy (registered 2025-06-17)Jun 16, 2025 · Advisor changed firm · fact
- Karissa Ann Mclaren left Focus Financial for Savvy (registered 2025-06-17)Jun 16, 2025 · Advisor changed firm · fact
- Matthew David Nelson left Focus Financial for Osaic Wealth, Inc. (registered 2014-01-13)Jun 16, 2025 · Advisor changed firm · fact
- Barbara Jean Webster left Focus Financial for Lpl Financial Llc (registered 2025-10-06)May 6, 2025 · Advisor changed firm · fact
- Jacob Brant Fleming no longer registered at Focus Financial; no later IA registration on IAPDFeb 28, 2025 · Advisor departure · fact
- Jed Andrew Lund no longer registered at Focus Financial; no later IA registration on IAPDOct 17, 2024 · Advisor departure · fact
- Christina Chaconas (Vp Operations) appeared on Schedule A of Focus FinancialOct 16, 2024 · Control person joined · fact
- Steven Scott Haagenson left Focus Financial for Osaic Wealth, Inc. (registered 2022-11-03)May 2, 2024 · Advisor changed firm · fact
- Andrew Koetter left Focus Financial for Osaic Wealth, Inc. (registered 2021-08-23)May 2, 2024 · Advisor changed firm · fact
- Michael John Wochnick left Focus Financial for Lpl Financial Llc (registered 2024-04-15)May 2, 2024 · Advisor changed firm · fact
- Jacob Brant Fleming left Focus Financial for Osaic Wealth, Inc. (registered 2024-02-20)May 2, 2024 · Advisor changed firm · fact
- 5 advisors left Focus Financial (Minneapolis, MN) for Osaic Wealth, Inc. on the same dayMay 2, 2024 · Team lift-out · derived
- Peter Haagenson left Focus Financial for Osaic Wealth, Inc. (registered 2024-02-15)May 2, 2024 · Advisor changed firm · fact
- 2 advisors left Focus Financial (Little Falls, MN) for LPL Financial LLC on the same dayMay 2, 2024 · Team lift-out · derived
- Jed Andrew Lund left Focus Financial for Osaic Wealth, Inc. (registered 2024-02-28)May 2, 2024 · Advisor changed firm · fact
- Alicia Kapus left Focus Financial for Lpl Financial Llc (registered 2024-04-15)May 2, 2024 · Advisor changed firm · fact
- James Manning Hannigan left Focus Financial for Lpl Financial Llc (registered 2024-03-28)Apr 1, 2024 · Advisor changed firm · fact
- 2 advisors left Focus Financial (Minneapolis, MN) for LPL Financial LLC on the same dayApr 1, 2024 · Team lift-out · derived
- Stephen Lee Papineau left Focus Financial for Lpl Financial Llc (registered 2024-03-28)Apr 1, 2024 · Advisor changed firm · fact
- Carrie Lynn Anton left Focus Financial for Osaic Wealth, Inc. (registered 2024-03-01)Mar 1, 2024 · Advisor changed firm · fact
- Timofey Matveyevich Drozdov left Focus Financial for Mariner (registered 2024-03-07)Feb 22, 2024 · Advisor changed firm · fact
- Brian James Connelly left Focus Financial for Securities America Advisors, Inc. (registered 2023-12-15)Dec 21, 2023 · Advisor changed firm · fact
- 2 advisors left Focus Financial (ST Louis Park, MN) for Redhawk Wealth Advisors, Inc. on the same dayOct 3, 2023 · Team lift-out · derived
- Timothy Ronald Evon left Focus Financial for Redhawk Wealth Advisors, Inc. (registered 2023-10-02)Oct 3, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jsaba@focusfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 651-631-1139reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 651-631-8166reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-631-8166reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/focus-financial-network-inc-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- FOCUSFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 651-631-8166reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- focusfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- focusfinancial.com/about-us/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026