DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ldintelligence LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Brasfield | Intelligence Driven Advisers, LLC independent RIA | Ldintelligence LLC no RAUM | Other | Sep 18, 2024 | May 29, 2019 |
| Darren Alan Evans | Intelligence Driven Advisers, LLC independent RIA | Ldintelligence LLC no RAUM | Other | Sep 18, 2024 | May 29, 2019 |
| Christopher Phillips | Cuna Brokerage Services, Inc. BD affiliated | Ldintelligence LLC no RAUM | Other | Jul 7, 2021 | Mar 23, 2022 (259 d) |
| James Anthony Pupillo | Hightower Advisors, LLC BD affiliated | Ldintelligence LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2018 | Sep 28, 2017 |
| David Brasfield | Hightower Advisors, LLC BD affiliated | Ldintelligence LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2018 | Sep 28, 2017 |
| Darren Alan Evans | Hightower Advisors, LLC BD affiliated | Ldintelligence LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2018 | Sep 28, 2017 |
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6 moves match.