DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Joslin Capital Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marcus D KnaussComprehensive Wealth Management independent RIAJoslin Capital Advisors LLC independent RIARIA to RIAJul 5, 2023Jul 5, 2023
Chad Brandon BushonCharles Schwab & Co., Inc. national BDJoslin Capital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2023Mar 2, 2023
Christopher Lee BentleyCharles Schwab & Co., Inc. national BDJoslin Capital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2022May 19, 2022
David Aaron MonseesFirst Command Advisory Services BD affiliatedJoslin Capital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Mar 2, 2023 (372 d)
George Robert LaneWealthspire Advisors independent RIAJoslin Capital Advisors LLC independent RIARIA to RIAApr 19, 2021May 9, 2021
Michael Doyle JoslinKms Financial Services, Inc otherJoslin Capital Advisors LLC no RAUMOtherOct 31, 2017Aug 2, 2017
Tarek Alan McaleeKms Financial Services, Inc otherJoslin Capital Advisors LLC no RAUMOtherOct 31, 2017Aug 2, 2017
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7 moves match.