DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cirrus Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Franklin Wells | Fundteq unclassified | Cirrus Capital LLC independent RIA | Other | Mar 8, 2024 | May 16, 2022 |
| Chris Shawn Berkel | Fundteq unclassified | Cirrus Capital LLC independent RIA | Other | Sep 25, 2023 | Jan 1, 2025 (464 d) |
| Gregory H. Oray | Regal Investment Advisors LLC BD affiliated | Cirrus Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 26, 2022 |
| Paul C Dziepak | Fundteq unclassified | Cirrus Capital LLC independent RIA | Other | May 18, 2020 | May 5, 2025 (1813 d) |
| Bryan David Franco | Northpointe Capital LLC institutional | Cirrus Capital LLC independent RIA | Other | Dec 31, 2019 | Dec 5, 2019 |
| William N Hubbard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cirrus Capital LLC independent RIA | Wirehouse to independent RIA | Jan 30, 2013 | Feb 12, 2018 (1839 d) |
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6 moves match.