DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cirrus Capital LLC
Latest filing Aug 17, 2026
First filing on the tape May 1, 2025 · 5 filings
SEC status approved since Jun 2, 2025
RAUM
$170M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$164M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$34.1M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$170M as of Aug 17, 2026
May 1, 2025$124M then
HNW client RAUM$77.1M as of Aug 17, 2026
May 1, 2025$61.0M then
State-registered IARs (5.B.3)5 as of Aug 17, 2026
May 1, 20253 then
Employees (5.A)6 as of Aug 17, 2026
May 1, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $34.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $190,814derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $28.5M, 122 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$87.0M51%
- High-net-worth individuals$77.1M45%
- Pension and profit-sharing plans$6.3M3.7%
- Individual clients
- 294reported
- HNW clients
- 36reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 893reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.5M for 122 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William N Hubbard | Bloomfield Hills, Mi | Feb 12, 2018 | 14 y | 1 |
| Gregory H. Oray | Bloomfield Hills, Mi | Aug 26, 2022 | 11 y | 2 |
| Chris Shawn Berkel | Edmond, Ok | Jan 1, 2025 | 19 y | 1 |
| Paul C Dziepak | Bloomfield Hills, Mi | May 5, 2025 | 14 y | 4 |
| John Schuman LeclercqChartered Financial Analyst | Edmond, Ok | Feb 10, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- George Franklin Wells to Wealth Watch Advisors, IncNov 3, 2023 · RIA to RIA
- Bryan David Franco to Carrera Capital AdvisorsMay 2, 2023 · RIA to RIA
Joined, latest
- Paul C Dziepak from FundteqMay 5, 2025 · Other
- Chris Shawn Berkel from FundteqJan 1, 2025 · Other
- Gregory H. Oray from Regal Investment Advisors LLCAug 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- George Franklin Wells from FundteqMay 16, 2022 · Other
- Bryan David Franco from Northpointe Capital LLCDec 5, 2019 · Other
- William N Hubbard from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 12, 2018 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N William Hubbard · Managing Member/Ccocontrolsince 04/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 5 | 1 | 0 | ||
| Edmond, Ok | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,476 to 893Nov 4, 2025 to Mar 26, 2026
- Advisory employees · 4 to 5Nov 4, 2025 to Mar 26, 2026
- HNW clients · 32 to 36Nov 4, 2025 to Mar 26, 2026
- Individual clients · 234 to 294Nov 4, 2025 to Mar 26, 2026
- Assets in custody · $16.6M to $28.5MNov 4, 2025 to Mar 26, 2026
- Employees · 7 to 6Nov 4, 2025 to Mar 26, 2026
- State-registered IARs · 4 to 5Nov 4, 2025 to Mar 26, 2026
- Other offices · 1 to 2Nov 4, 2025 to Mar 26, 2026
- Discretionary RAUM · $124M to $170MNov 4, 2025 to Mar 26, 2026
- HNW RAUM · $61.0M to $77.1MNov 4, 2025 to Mar 26, 2026
- Individual RAUM · $58.0M to $87.0MNov 4, 2025 to Mar 26, 2026
- Pension RAUM · $5.2M to $6.3MNov 4, 2025 to Mar 26, 2026
- RAUM · $124M to $170MNov 4, 2025 to Mar 26, 2026
- Advisory employees · 3 to 4May 1, 2025 to Nov 4, 2025
- HQ city · BIRMINGHAM to BLOOMFIELD HILLSMay 1, 2025 to Nov 4, 2025
- State-registered IARs · 3 to 4May 1, 2025 to Nov 4, 2025
Signals
2 dated events
- George Franklin Wells left Cirrus Capital Llc for Wealth Watch Advisors, Inc (registered 2024-05-21)Nov 3, 2023 · Advisor changed firm · fact
- Bryan David Franco left Cirrus Capital Llc for Carrera Capital Advisors (registered 2025-11-25)May 2, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-290-6222reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cirrus-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CIRRUSCAPITAL.USreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-290-6222reportedpublic record, Form ADV, Aug 17, 2026
- Team page
- CIRRUSCAPITAL.US/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026