DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Oak Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austen Robert Hawkey | Armor Investment Advisors, LLC independent RIA | First Oak Wealth Management, LLC independent RIA | RIA to RIA | Feb 20, 2024 | Mar 5, 2024 |
| Grace Marie Kelly | Morgan Stanley wirehouse | First Oak Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Oct 16, 2018 | Oct 18, 2018 |
| Airis Alexander Abolins | Hayden Royal other | First Oak Wealth Management, LLC independent RIA | Other | Jun 20, 2017 | Jun 21, 2017 |
| Ryan Paul Thomsen | Hayden Royal other | First Oak Wealth Management, LLC independent RIA | Other | May 3, 2017 | May 3, 2017 |
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4 moves match.