DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Solutions Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James M Casanova | Northwestern Mutual Investment Services,LLC no RAUM | Retirement Solutions Group independent RIA | Other | Jan 16, 2026 | Feb 19, 2026 (34 d) |
| Chandler Brown | Equitable Advisors, LLC national BD | Retirement Solutions Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2024 | Feb 17, 2026 (728 d) |
| Ryan David Moore | Berthel Fisher & Company Financial Services, Inc. other | Retirement Solutions Group independent RIA | Other | Feb 11, 2011 | Mar 30, 2022 (4065 d) |
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3 moves match.