DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 3d Wealth Ria, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Charles Palumbo | Structured Capital Designs, Inc. unclassified | 3d Wealth Ria, LLC independent RIA | Other | Jul 16, 2020 | May 8, 2019 |
| Jeffrey A Higgs | Structured Capital Designs, Inc. unclassified | 3d Wealth Ria, LLC independent RIA | Other | Jul 16, 2020 | Jun 6, 2019 |
| Robert Douglas Halbreiner | Consolidated Portfolio Review Corp other | 3d Wealth Ria, LLC independent RIA | Other | Dec 31, 2016 | May 8, 2019 (858 d) |
| Christopher J Natale | Consolidated Portfolio Review Corp other | 3d Wealth Ria, LLC independent RIA | Other | Dec 31, 2016 | May 8, 2019 (858 d) |
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4 moves match.