DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Schroder Wealth Management (US) Limited
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leshek Julian Farthing | Kinloch Capital, LLC independent RIA | Schroder Wealth Management (US) Limited independent RIA | RIA to RIA | Nov 10, 2022 | Sep 30, 2024 (690 d) |
| Michael Geoffrey Greenwood | Royal Bank Of Canada Investment Management(USA) Limited other | Schroder Wealth Management (US) Limited independent RIA | Other | Jan 4, 2018 | Nov 30, 2025 (2887 d) |
| Martin John Heale | Royal Bank Of Canada Investment Management(USA) Limited other | Schroder Wealth Management (US) Limited independent RIA | Other | Jul 14, 2017 | Oct 13, 2025 (3013 d) |
| Janette Clare Saxer | Royal Bank Of Canada Investment Management(USA) Limited other | Schroder Wealth Management (US) Limited independent RIA | Other | Jul 13, 2017 | Oct 13, 2025 (3014 d) |
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4 moves match.