DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 5, 2019 · 23 filings
SEC status approved since May 6, 2019
RAUM
$301M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$301M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$75.3M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$301M as of Mar 31, 2026
Mar 27, 2020$103M then
HNW client RAUM$266M as of Mar 31, 2026
Mar 27, 2020$68.5M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 27, 20202 then
Employees (5.A)5 as of Mar 31, 2026
Mar 27, 20203 then
Private funds5 as of May 19, 2025
Mar 31, 20222 then
RAUM +19% over the last fiscal year+11% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $427,093derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $127M, 101 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$266M88%
- Individuals$34.9M12%
- Individual clients
- 84reported
- HNW clients
- 101reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 705reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $127M for 101 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• L••• B•••••• | Glen Allen, Va | May 31, 2019 | 22 y | 3 |
| P•••• C•••••• W•••• | Glen Allen, Va | May 31, 2019 | 28 y | 3 |
| B••••• M••••• T•••••••Certified Financial Planner | Glen Allen, Va | Jan 6, 2023 | 11 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- P••••••• S•••••• to A•••• P•••••• W••••• L••Jun 9, 2026 · RIA to RIA
- L••••• J••••• F••••••• to S••••••• W••••• M••••••••• ••• L••••••Nov 10, 2022 · RIA to RIA
Joined, latest
- B••••• M••••• T••••••• from D•••••••• • C•••••• L••Jan 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- L••••• J••••• F••••••• from P•••• S••••••••• L••Sep 10, 2020 · Affiliated broker-dealer or bank to independent RIA
- P••••••• S•••••• from U•• F•••••••• S••••••• I•••Jan 9, 2020 · Wirehouse to independent RIA
- J••••••• L••• B•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 31, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- P•••• C•••••• W•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 31, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 28, 2019 · Richmond, Va
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••• E•••• L•• | Real Estate Fund | $2.0M | 19 | Mar 29, 2024 |
| K••••• M••••••••• L•• | Real Estate Fund | $1.6M | 17 | Jun 30, 2022 |
| K••••• M••••••••• P•••• L•• | Real Estate Fund | $890,000 | 7 | Nov 19, 2021 |
| K••••• J••• 1••• W• B••••• L•• | Real Estate Fund | $800,000 | 10 | Mar 31, 2023 |
| K••••• A•••••• L•• | Real Estate Fund | $760,000 | 15 | Nov 19, 2021 |
Owners and control persons
Schedule A and B, latest filing
- W••••• P••••• C•••••• · Chief Compliance Officer, Managing Membercontrolsince 05/2019 · owns 75% or more
Related persons
Schedule D 7.A
- P•••• W••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glen Allen, Va · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): yes on the filing of 2025-05-19, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 586 to 705May 19, 2025 to Mar 31, 2026
- HNW clients · 94 to 101May 19, 2025 to Mar 31, 2026
- Individual clients · 77 to 84May 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10.0 to unsetMay 19, 2025 to Mar 31, 2026
- Private funds · 5 to unsetMay 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $252M to $301MMay 19, 2025 to Mar 31, 2026
- HNW RAUM · $215M to $266MMay 19, 2025 to Mar 31, 2026
- Individual RAUM · $28.2M to $34.9MMay 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 6150000.0 to unsetMay 19, 2025 to Mar 31, 2026
- RAUM · $252M to $301MMay 19, 2025 to Mar 31, 2026
- Related adviser · false to trueMay 19, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 51-100Mar 31, 2025 to May 19, 2025
- Accounts · 552 to 586Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 3 to 5Mar 29, 2024 to Mar 31, 2025
- HNW clients · 68 to 94Mar 29, 2024 to Mar 31, 2025
- Individual clients · 54 to 77Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 10Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 5Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $219M to $252MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $187M to $215MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $25.5M to $28.2MMar 29, 2024 to Mar 31, 2025
- RAUM · $219M to $252MMar 29, 2024 to Mar 31, 2025
- Accounts · 544 to 552Jul 26, 2023 to Mar 29, 2024
- HNW clients · 79 to 68Jul 26, 2023 to Mar 29, 2024
- Individual clients · 85 to 54Jul 26, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 5Jul 26, 2023 to Mar 29, 2024
- Assets in custody · $24.3M to $127MJul 26, 2023 to Mar 29, 2024
- Employees · 4 to 5Jul 26, 2023 to Mar 29, 2024
- Private funds · 4 to 5Jul 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $220M to $219MJul 26, 2023 to Mar 29, 2024
- HNW RAUM · $174M to $187MJul 26, 2023 to Mar 29, 2024
- Individual RAUM · $40.3M to $25.5MJul 26, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.1M to $6.2MJul 26, 2023 to Mar 29, 2024
- RAUM · $220M to $219MJul 26, 2023 to Mar 29, 2024
- Wrap assets (manager) · 0.0 to unsetMar 31, 2023 to Jul 26, 2023
- Wrap assets (sponsor) · 0.0 to unsetMar 31, 2023 to Jul 26, 2023
- Accounts · 492 to 544Jun 30, 2022 to Mar 31, 2023
- Advisory activities · 2 to 3Jun 30, 2022 to Mar 31, 2023
- HNW clients · 77 to 79Jun 30, 2022 to Mar 31, 2023
- Individual clients · 84 to 85Jun 30, 2022 to Mar 31, 2023
Signals
5 dated events
- P••••••• S•••••• left K•••••• C••••••• L•• for A•••• P•••••• W••••• L•• (registered 2026-05-15)Jun 9, 2026 · Advisor changed firm · fact
- L••••• J••••• F••••••• left K•••••• C••••••• L•• for S••••••• W••••• M••••••••• ••• L•••••• (registered 2024-09-30)Nov 10, 2022 · Advisor changed firm · fact
- Carlyle P•••• W•••• (Chief Compliance Officer, Managing Member) appeared on Schedule A of K•••••• C••••••• L••May 24, 2019 · Control person joined · fact
- Charles Cody Isdaner (Member, Cco) no longer on Schedule A of K•••••• C••••••• L•• (listed 2019-04-05, absent 2019-05-24)May 24, 2019 · Control person left · inference
- K•••••• C••••••• L•• filed its initial SEC registration (Form ADV)Apr 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-956-4550reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- kinlochcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-956-4550reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- kinlochcapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
K•••••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…