DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dunhill & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louay Antoine Elhadj | Hansen & Associates Financial Group Inc. independent RIA | Dunhill & Company, LLC state registered | RIA to a state-registered adviser | Nov 28, 2017 | Oct 18, 2017 |
| Kenneth Allen Winn | UBS Financial Services Inc. wirehouse | Dunhill & Company, LLC state registered | Wirehouse to a state-registered adviser | Jan 24, 2014 | Oct 18, 2017 (1363 d) |
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2 moves match.