DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Henry + Horne Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joshua Carlin | Independent Financial Group, LLC independent RIA | Henry + Horne Wealth Management other | Other | Jul 1, 2019 | Dec 22, 2017 |
| Shaunna Marie Zoeckler | Independent Financial Group, LLC independent RIA | Henry + Horne Wealth Management other | Other | May 21, 2019 | Jan 18, 2018 |
| Drake Arlon Qualls | Independent Financial Group, LLC independent RIA | Henry + Horne Wealth Management independent RIA | RIA to RIA | May 21, 2019 | Aug 19, 2019 (90 d) |
| Charles Henry Goodmiller | Independent Financial Group, LLC other | Henry + Horne Wealth Management independent RIA | Other | Dec 12, 2017 | Dec 5, 2019 (723 d) |
| Jeremy Allen Smith | Independent Financial Group, LLC other | Henry + Horne Wealth Management other | Other | Dec 12, 2017 | Feb 20, 2018 (70 d) |
Page 1 of 1
5 moves match.