DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Basepoint Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Lee Detweiler | Avantax Planning Partners, Inc. independent RIA | Basepoint Wealth, LLC independent RIA | RIA to RIA | Jan 23, 2023 | Feb 8, 2024 (381 d) |
| Keith Carl Pochobradsky | Cetera Advisor Networks LLC BD affiliated | Basepoint Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2022 | Sep 27, 2022 |
| Ryan Robert Watermiller | Ankeny Financial Planning unclassified | Basepoint Wealth, LLC independent RIA | Other | Mar 16, 2021 | Mar 4, 2021 |
| Kirk Allen Sadilek | Principal Securities, Inc. BD affiliated | Basepoint Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2021 | Jan 15, 2021 |
| Nathan Andrew Breiby | LPL Financial LLC BD affiliated | Basepoint Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2020 | Feb 14, 2020 |
| Scott Michael Cooley | Northwestern Mutual Investment Services,LLC no RAUM | Basepoint Wealth, LLC independent RIA | Other | Oct 3, 2018 | Sep 20, 2018 |
| Bryan Jennings Knudson | Ameriprise Financial Services, LLC national BD | Basepoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2017 | Oct 11, 2017 |
| Kathryn Marsh Wallace | Ameriprise Financial Services, LLC national BD | Basepoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2017 | Oct 9, 2017 |
| Katherine Emma Kula | Ameriprise Financial Services, LLC national BD | Basepoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2017 | Oct 10, 2017 |
| Landis Tyler Wiley | Ameriprise Financial Services, LLC national BD | Basepoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2017 | Oct 10, 2017 |
| William Allen Wallace | Ameriprise Financial Services, LLC national BD | Basepoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2017 | Oct 9, 2017 |
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11 moves match.