DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Opal Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chelsea BarrowsFacet independent RIAOpal Wealth Advisors, LLC independent RIARIA to RIAJan 31, 2024Feb 7, 2024
Nauman Karim RanaFidelity Personal And Workplace Advisors BD affiliatedOpal Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2023Jun 28, 2023 (48 d)
Christine NardellaUnited Asset Strategies Inc. independent RIAOpal Wealth Advisors, LLC independent RIARIA to RIAJul 27, 2022Jun 13, 2022
Gino CarolloCitigroup Global Markets Inc. BD affiliatedOpal Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2021Oct 22, 2021
Jesse James GiordanoMorgan Stanley wirehouseOpal Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 29, 2019Jan 18, 2019
Lee A KornMorgan Stanley wirehouseOpal Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 22, 2019Jan 22, 2019
Joseph Nino FilosaMorgan Stanley wirehouseOpal Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 22, 2019Jan 22, 2019
Katherine Mary Dean-StahlIfmg Securities, Inc. unclassifiedOpal Wealth Advisors, LLC no RAUMOtherFeb 22, 2005Jan 21, 2019 (5081 d)
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8 moves match.