DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wells Trecaso Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandra L. Nero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Trecaso Financial Group, LLC independent RIA | Wirehouse to independent RIA | Oct 5, 2021 | Oct 29, 2021 |
| Douglas Everett Wells | Sb Advisory, LLC BD affiliated | Wells Trecaso Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2019 | Jan 4, 2019 |
| Ralph Edward Trecaso | Sb Advisory, LLC BD affiliated | Wells Trecaso Financial Group, LLC no RAUM | Other | Mar 6, 2019 | Dec 22, 2017 |
| Christopher C Walters | Sb Advisory, LLC BD affiliated | Wells Trecaso Financial Group, LLC no RAUM | Other | Mar 6, 2019 | Dec 22, 2017 |
Page 1 of 1
4 moves match.