DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Engage Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blake Limbaugh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Engage Wealth Advisors, LLC mixed wealth | Wirehouse to independent RIA | Mar 15, 2022 | Apr 8, 2022 |
| Ryan Paul Forster | Cetera Advisors LLC other | Engage Wealth Advisors, LLC mixed wealth | Other | Nov 3, 2017 | Oct 31, 2017 |
| Taylor James Richardson | Cetera Advisors LLC other | Engage Wealth Advisors, LLC mixed wealth | Other | Nov 3, 2017 | Nov 1, 2017 |
| Andrew James Hinrichs | Cetera Advisors LLC other | Engage Wealth Advisors, LLC mixed wealth | Other | Oct 25, 2017 | Nov 1, 2017 |
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4 moves match.