DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Emfo, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin William Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Emfo, LLC independent RIA | Wirehouse to independent RIA | Mar 3, 2022 | Jun 29, 2022 (118 d) |
| Scot Laurence Hunter | Emerald Asset Advisors LLC independent RIA | Emfo, LLC no RAUM | Other | Jul 5, 2019 | Nov 2, 2017 |
| George David Suarez | Sound Income Strategies, LLC independent RIA | Emfo, LLC independent RIA | RIA to RIA | Dec 17, 2018 | Apr 30, 2019 (134 d) |
| Keith David Stoloff | Stoloff Investment Advisory Services, LLC other | Emfo, LLC no RAUM | Other | Dec 31, 2017 | Nov 1, 2017 |
| Allan Michael Budelman | Emerald Allocation Strategies, LLC no RAUM | Emfo, LLC no RAUM | Other | Jul 29, 2013 | Nov 1, 2017 (1556 d) |
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5 moves match.