DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage Rhino Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Emil Zupo | Alphacore Capital LLC independent RIA | Sage Rhino Capital LLC independent RIA | RIA to RIA | Apr 4, 2025 | Jul 23, 2025 (110 d) |
| Alex Michael Owens | Proffitt & Goodson Inc. independent RIA | Sage Rhino Capital LLC independent RIA | RIA to RIA | Mar 26, 2024 | Apr 4, 2024 |
| Mia Carla A Dizon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC independent RIA | Wirehouse to independent RIA | Mar 9, 2022 | Mar 15, 2022 |
| Laura Dan'Ette Ponticello | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC independent RIA | Wirehouse to independent RIA | Mar 22, 2021 | Mar 22, 2021 |
| Igor Boris Lotsvin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 4, 2018 | Dec 15, 2017 |
| Caroline Novak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 4, 2018 | Dec 15, 2017 |
| Dana Elaine Franco-Young | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC independent RIA | Wirehouse to independent RIA | Dec 19, 2017 | Nov 15, 2024 (2523 d) |
| Denise Helen Farkas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 19, 2017 | Dec 15, 2017 |
| Nicole Allana Glazer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Rhino Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 19, 2017 | Dec 15, 2017 |
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9 moves match.