DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Planvest Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean M. Flynn | Taplin Capital Management, LLC unclassified | Planvest Financial, Inc. independent RIA | Other | Dec 5, 2023 | Mar 26, 2025 (477 d) |
| Robert Louis Behr | LPL Financial LLC independent RIA | Planvest Financial, Inc. no RAUM | RIA to a newly registered adviser | May 9, 2018 | Dec 18, 2023 (2049 d) |
| Richard Clonch | LPL Financial LLC independent RIA | Planvest Financial, Inc. no RAUM | RIA to a newly registered adviser | May 9, 2018 | Dec 21, 2017 |
| Michael Charles Mattison | Research Financial Strategies other | Planvest Financial, Inc. no RAUM | Other | Aug 3, 2012 | Jan 2, 2018 (1978 d) |
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4 moves match.