DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Black Card Circle
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Kingsley Holmes | Waddell & Reed BD affiliated | Black Card Circle state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2021 | Mar 24, 2023 (660 d) |
| Barry Craine | Waddell & Reed BD affiliated | Black Card Circle state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2019 | Jan 1, 2025 (1848 d) |
| Kay-Anne Imperial | Waddell & Reed BD affiliated | Black Card Circle state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2019 | Jan 1, 2025 (1848 d) |
| Bret Alan Ferrante | Waddell & Reed BD affiliated | Black Card Circle state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 19, 2018 | Jan 2, 2019 (44 d) |
| Ryan Brenton Tape | Waddell & Reed other | Black Card Circle state registered | Other | Feb 2, 2018 | Jan 1, 2025 (2525 d) |
| Lotay Yang | Waddell & Reed other | Black Card Circle state registered | Other | Aug 9, 2017 | Jan 8, 2018 (152 d) |
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6 moves match.