DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prism Planning Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon James Clouse | Alera Investment Advisors, LLC mixed wealth | Prism Planning Partners independent RIA | RIA to RIA | May 28, 2024 | May 31, 2024 |
| Daniel William Peters | Alera Investment Advisors, LLC independent RIA | Prism Planning Partners independent RIA | RIA to RIA | Aug 2, 2018 | Aug 1, 2018 |
| Ronald A Bernstein | Alera Investment Advisors, LLC no RAUM | Prism Planning Partners independent RIA | Other | Jan 2, 2018 | Jan 2, 2018 |
| Nicole Marie Sullivan | Alera Investment Advisors, LLC no RAUM | Prism Planning Partners independent RIA | Other | Jan 2, 2018 | Jan 2, 2018 |
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4 moves match.