DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Miramar Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chris Kostiuk | Premier Asset Management LLC independent RIA | Miramar Capital independent RIA | RIA to RIA | Mar 2, 2022 | Jan 10, 2022 |
| Steven Harman Mogul | UBS Financial Services Inc. wirehouse | Miramar Capital independent RIA | Wirehouse to independent RIA | Sep 3, 2020 | Aug 26, 2020 |
| Robert Kalman | Kalman Kushnir Capital Inc. unclassified | Miramar Capital no RAUM | Other | Aug 22, 2018 | Nov 27, 2017 |
| Max Scott Wasserman | UBS Financial Services Inc. wirehouse | Miramar Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 11, 2017 | Dec 1, 2017 |
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4 moves match.