DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dovetail Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Ann Yi | LPL Financial LLC BD affiliated | Dovetail Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Aug 13, 2026 (90 d) |
| Christopher James Carruthers | Austin Private Wealth, LLC independent RIA | Dovetail Wealth Management, LLC independent RIA | RIA to RIA | Jun 30, 2020 | Jul 15, 2021 (380 d) |
| Louis Roy Hughes | Investment Centers Of America, Inc. other | Dovetail Wealth Management, LLC no RAUM | Other | Dec 5, 2017 | Jan 8, 2018 (34 d) |
| Teresa Lee Hettinger | Investment Centers Of America, Inc. other | Dovetail Wealth Management, LLC independent RIA | Other | Nov 29, 2017 | May 9, 2023 (1987 d) |
| Amanda Leah Minter | Investment Centers Of America, Inc. other | Dovetail Wealth Management, LLC no RAUM | Other | Nov 29, 2017 | Jan 8, 2018 (40 d) |
| Michael Anthony Derosa | Sii Investments, Inc. other | Dovetail Wealth Management, LLC no RAUM | Other | Mar 30, 2017 | Jan 9, 2018 (285 d) |
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6 moves match.