DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at M Stevens Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy J Cox | Edward Jones national BD | M Stevens Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 2, 2020 | Oct 20, 2020 |
| Sterling Scot Gary | Waddell & Reed BD affiliated | M Stevens Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 27, 2018 | Jan 3, 2019 (98 d) |
| Carolyn Rebecca Wyatt | Kingswood Wealth Advisors, LLC independent RIA | M Stevens Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Sep 18, 2018 | Oct 23, 2018 (35 d) |
| Douglas Duane Nelson | Kingswood Wealth Advisors, LLC independent RIA | M Stevens Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Sep 18, 2018 | Sep 22, 2018 |
| Mark Stewart | American Asset Advisory, LLC unclassified | M Stevens Wealth Advisors, LLC state registered | Other | Apr 6, 2018 | Mar 28, 2018 |
| Michael Barrows | American Asset Advisory, LLC unclassified | M Stevens Wealth Advisors, LLC state registered | Other | Apr 5, 2018 | Apr 4, 2018 |
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6 moves match.