DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chicago Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luis Pereda | Corient independent RIA | Chicago Capital, LLC independent RIA | RIA to RIA | Aug 16, 2024 | Aug 13, 2024 |
| Edward Joseph Malysiak | William Blair & Company L.L.C. BD affiliated | Chicago Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Oct 2, 2024 (97 d) |
| Scott Jarrett Frazin | Corient independent RIA | Chicago Capital, LLC independent RIA | RIA to RIA | May 21, 2024 | Jan 2, 2025 (226 d) |
| Peter Loring Goldman | Westwood Management Corporation independent RIA | Chicago Capital, LLC independent RIA | RIA to RIA | Jan 2, 2024 | Jan 9, 2024 |
| Mikhail Kimbarovsky | Jag Capital Management LLC mixed wealth | Chicago Capital, LLC independent RIA | RIA to RIA | Dec 1, 2023 | Nov 6, 2023 |
| Joann Mcclure Seagren | Jag Capital Management LLC mixed wealth | Chicago Capital, LLC independent RIA | RIA to RIA | Dec 1, 2023 | Nov 6, 2023 |
| Jacob Hamlin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Chicago Capital, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Aug 20, 2021 |
| David K Mabie | William Blair & Company L.L.C. other | Chicago Capital, LLC other | Other | Mar 14, 2018 | Feb 19, 2018 |
| Eric Scott Maddix | William Blair & Company L.L.C. other | Chicago Capital, LLC other | Other | Mar 14, 2018 | Feb 20, 2018 |
| Malinda Helen Distefano | William Blair & Company L.L.C. other | Chicago Capital, LLC other | Other | Mar 14, 2018 | Apr 13, 2018 |
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10 moves match.