DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Dala Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dana Rose Arvanites | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Dala Group, LLC independent RIA | Wirehouse to independent RIA | Mar 4, 2026 | Mar 3, 2026 |
| Kimberly Christine Velasco | Corient independent RIA | The Dala Group, LLC independent RIA | RIA to RIA | Feb 1, 2024 | Jan 29, 2024 |
| Tina Marie Barrile | Corient BD affiliated | The Dala Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Apr 14, 2025 (728 d) |
| Stacy J Bromann | Fifth Third Securities, Inc. BD affiliated | The Dala Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2023 | Jan 4, 2023 |
| Michael David Heatwole | Waddell & Reed other | The Dala Group, LLC no RAUM | Other | Mar 27, 2018 | Mar 21, 2018 |
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5 moves match.