DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Roan Capital Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Thomas Green | Avantax Advisory Services BD affiliated | Roan Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 27, 2025 |
| Joy Lynne Garland | Cwm, LLC independent RIA | Roan Capital Partners independent RIA | RIA to RIA | Feb 16, 2018 | Feb 8, 2024 (2183 d) |
| Jeffrey Paul Kastner | LPL Financial LLC other | Roan Capital Partners independent RIA | Other | Aug 13, 2015 | Aug 17, 2024 (3292 d) |
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3 moves match.